SEC Moves to Nix Rule on Investment Adviser, Political Donations
The proposal may affect investment advisory firms with political ties, potentially benefiting firms like BlackRock (BLK) and State …
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The proposal may affect investment advisory firms with political ties, potentially benefiting firms like BlackRock (BLK) and State …
If adopted, the rescission could allow publicly traded asset managers and broker‑dealers to pursue or expand government advisory …
The Securities and Exchange Commission today charged 38 entities alleging that they made material misrepresentations in Forms ADV filed with …
Scott Melker discusses the Securities and Exchange Commission moving forward with crypto custody regulations similar to a proposal that failed …
Philippine Stock Exchange President and CEO Ramon Monzon discusses efforts to boost market liquidity, expectations for capital raising, and the …
The Philippines’ stock market operator sees a reduction in stock brokerage firms should the Securities & Exchange Commission go ahead …
In 2023, the regulator tried to narrowly restrict the places investment advisers could park clients' crypto assets, but the new …
The securities regulator’s crypto custody overhaul could clarify how investment advisers and funds hold digital assets for clients as the …
The SEC’s ‘regulation crypto assets’ proposals could create early-round FOMO. But some tokens may still fall into the no-man’s land …
The Form D lists 71 investors and says Kalshi is relying on an exemption that allows certain private offerings without …
The SEC has sent subpoenas to major Wall Street banks regarding the hedge fund Situational Awareness, according to people familiar …
MONTREAL, Aug. 25, 2026 (GLOBE NEWSWIRE) -- Senvest Capital Inc. (the “Corporation”) (TSX: SEC) announced today the acceptance by the …
Thailand’s SEC opened consultations on local Bitcoin and Ether ETF rules and qualification standards for foreign digital asset custodians.
The SEC is seeking information from major Wall Street banks about trades and financing tied to AI-focused hedge fund Situational …
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