SEC Moves to Nix Rule on Investment Adviser, Political Donations
The proposal may affect investment advisory firms with political ties, potentially benefiting firms like BlackRock (BLK) and State …
High-confidence AI observations with source context and evaluated outcome tracking
The proposal may affect investment advisory firms with political ties, potentially benefiting firms like BlackRock (BLK) and State …
The meeting may affect public companies and sectors exposed to AI-driven financial technologies, particularly those in fintech, algorithmic …
If adopted, the rescission could allow publicly traded asset managers and broker‑dealers to pursue or expand government advisory …
The SEC has clarified rules for tokenized stocks, requiring issuer approval for true tokenized ownership and warning against synthetic equity sold to retail investors.
The SEC has provided guidance on tokenized securities, categorizing them into issuer-sponsored and third-party models, and affirming that blockchain format does not exempt assets from federal securities law.
Once Upon a Farm, a company co-founded by Jennifer Garner, is resuming its IPO plans, with a potential debut as early as next week and a price range for shares disclosed in an SEC filing.
Wall Street giants are pushing back against exemptions for tokenized securities, advocating for traditional securities rules to be applied to blockchain-based trading.
ADM agreed to pay $40 million to settle SEC allegations of accounting fraud, related to former executives' attempts to boost a struggling business unit's performance.
Michael Saylor's Strategy acquired 2,932 Bitcoin worth $264 million during the recent market sell-off, increasing its total holdings to over 712,000 BTC.
The SEC has dropped its lawsuit against Gemini, a crypto exchange founded by the Winklevoss twins, potentially boosting sentiment in the cryptocurrency market.
The SEC has decided to dismiss its lawsuit against Gemini Trust Co., a major cryptocurrency exchange, over allegations of an unregistered crypto lending program.
The SEC has dismissed a lawsuit against Gemini, a cryptocurrency exchange backed by the Winklevoss twins, citing that customers have already received 100% of their assets back through Genesis' bankruptcy.
Grayscale is seeking SEC approval for a spot BNB ETF, expanding its offerings beyond BTC and Ether, providing US investors with regulated BNB exposure.
The SEC and CFTC are set to hold a harmonization event to discuss their crypto oversight roles, amidst legislative efforts to define their responsibilities.
The SEC and CFTC are planning a joint event to showcase their unified approach to regulating the crypto market, following the appointment of permanent CFTC chief Mike Selig, a Trump appointee.
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