Canaccord Says It’s Close to Settlement on US Compliance Lapses

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Canaccord Genuity Group Inc. is close to settling compliance issues with US authorities, setting aside $75 million for anticipated penalties.

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Neutral
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72%

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Canaccord Genuity Group Inc. said it’s nearing a broad settlement with US authorities stemming from compliance gaps at its non-core trading businesses in the country and has set aside a total of $75 million to cover anticipated penalties.

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Original article published by Bloomberg on November 14, 2025.
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